Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • SMF3 Executive Director (9 Dec 2019 to 8 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (6 Nov 2006 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Nov 2006 to 19 Jul 2007)
    • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
    • CF27 Investment Management (6 Nov 2006 to 31 Oct 2007)
  • CCLA Fund Managers Limited (no longer approved here)

    FRN 611707

    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2021)
    • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
    • CF1 Director (15 Jul 2014 to 8 Dec 2019)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF1 Director (18 Apr 2006 to 6 Oct 2006)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF3 Chief Executive (8 Jul 2004 to 1 Sep 2006)
    • CF8 Apportionment and Oversight (8 Jul 2004 to 1 Sep 2006)
    • CF27 Investment Management (3 Sep 2003 to 6 Oct 2006)
    • CF1 Director (4 Jul 2003 to 6 Oct 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Oct 2002 to 10 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.