Alison Elizabeth Murdoch

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CCLA Fund Managers Limited (no longer approved here)
FRN 611707
- CF30 Customer (15 Jul 2014 to 19 Mar 2015)
CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119281
- CF30 Customer (28 Mar 2012 to 15 Oct 2018)
RIA Capital Markets Limited (no longer approved here)
FRN 219706
- CF30 Customer (5 Jan 2012 to 20 Feb 2012)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (10 Apr 2008 to 31 Jul 2009)
Santander Asset Management UK Limited (no longer approved here)
FRN 122491
- CF27 Investment Management (1 Dec 2001 to 25 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.