Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CCLA INVESTMENT MANAGEMENT LIMITED
FRN 119281
- 14. Managing investments
- [FCA CF] Significant management (since 1 Apr 2023)
- [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
- [FCA CF] Manager of certification employee (since 21 Nov 2022)
- [FCA CF] Material risk taker (since 1 Apr 2022)
- [FCA CF] Client dealing (since 10 Oct 2020)
- CF30 Customer (14 Mar 2016 to 8 Dec 2019)
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- [FCA CF] Client dealing (10 Oct 2020 to 9 Jun 2021)
- CF30 Customer (22 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (11 Dec 2015 to 12 Feb 2016)
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- CF30 Customer (13 Feb 2015 to 12 Feb 2016)
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- CF30 Customer (1 Sep 2011 to 2 Apr 2013)
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- CF30 Customer (1 Nov 2007 to 2 Apr 2013)
- CF27 Investment Management (25 Feb 2004 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.