EFG Asset Management (UK) Limited

• Principal Place of Business

  116 Park Street

  London

  W1K 6AP

  UNITED KINGDOM

  Phone

  +4402074919111

  Web

  https://www.efginternational.com

• Complaints Contact

  116 Park Street

  London

  W1K 6AP

  UNITED KINGDOM

  Phone

  +4402074123824

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alain Marcel Diriberry

  IRN AMD01163

  • CF2 Non Executive Director (4 May 2011 to 27 Jun 2011)
• Alexander Bruce Allen

  IRN AXA01113

  • [FCA CF] Client dealing (since 11 Jul 2024)
• Alexander James Robertson McNeill

  IRN AJM01255

  • [FCA CF] Client dealing (8 Feb 2024 to 9 Aug 2024)
  • CF30 Customer (24 Jul 2015 to 8 Dec 2019)
• Andre Portelli

  IRN AXP01522

  • Director of firm who is not a certification employee or a SMF manager (since 27 Jan 2026)
• Andrea Zazzarelli

  IRN AXZ01156

  • CF30 Customer (4 May 2011 to 4 May 2011)
• Andrew Harradine

  IRN AXH02222

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Jul 2011 to 8 Dec 2019)
• Anna Elizabeth Clare Griffin

  IRN AEL01039

  • [FCA CF] Significant management (9 Dec 2019 to 14 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Jul 2023)
  • CF2 Non Executive Director (8 May 2015 to 8 Dec 2019)
• Anna Maria Calcagno

  IRN AMC01207

  • [FCA CF] Material risk taker (9 Dec 2019 to 25 Aug 2020)
• Anthony Edmund Cooke-Yarborough

  IRN AEC01031

  • CF2 Non Executive Director (12 Jul 2011 to 3 Jan 2019)
• Antony Cameron Rayen

  IRN ACR01088

  • CF30 Customer (4 May 2011 to 5 May 2011)

No changes recorded yet.