Anna Elizabeth Clare Griffin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited

    FRN 140848

    • Director of firm who is not a certification employee or a SMF manager (since 31 Jul 2023)
  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Jul 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Jul 2023)
    • CF2 Non Executive Director (8 May 2015 to 8 Dec 2019)
  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • CF21 Investment Adviser (17 Jun 2004 to 27 Jul 2007)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • CF27 Investment Management (17 Jun 2004 to 27 Jul 2007)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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