Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • SMF1 Chief Executive (7 Mar 2016 to 25 Jan 2019)
    • CF3 Chief Executive (12 Jul 2011 to 6 Mar 2016)
    • CF1 Director (18 Feb 2010 to 6 Mar 2016)
    • CF30 Customer (18 Feb 2010 to 27 Dec 2012)
  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • CF2 Non Executive Director (12 Jul 2011 to 3 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.