Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 23 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 23 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Aug 2024)
    • CF1 Director (22 Dec 2009 to 8 Dec 2019)
    • CF30 Customer (16 Jul 2009 to 8 Dec 2019)
  • McInroy & Wood Portfolios Limited (no longer approved here)

    FRN 144205

    • SMF3 Executive Director (9 Dec 2019 to 23 Aug 2024)
    • CF1 Director (8 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (16 Jul 2009 to 7 Jan 2016)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
    • CF23 Corporate Finance Adviser (29 Jan 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.