Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 29 Mar 2021)
    • [FCA CF] Manager of certification employee (since 16 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
    • [FCA CF] Client dealing (16 Nov 2020 to 13 Nov 2022)
  • RGI FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 146873

    • CF30 Customer (1 Nov 2007 to 9 Apr 2010)
    • CF27 Investment Management (16 Nov 2005 to 31 Oct 2007)
  • McInroy & Wood Ltd (no longer approved here)

    FRN 121926

    • CF21 Investment Adviser (26 Sep 2005 to 4 Nov 2005)
    • CF27 Investment Management (26 Sep 2005 to 4 Nov 2005)
  • McInroy & Wood Portfolios Limited (no longer approved here)

    FRN 144205

    • CF27 Investment Management (26 Sep 2005 to 4 Nov 2005)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF27 Investment Management (1 Dec 2001 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.