Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brooks Macdonald Asset Management Limited
FRN 184918
- 14. Managing investments
- [FCA CF] Material risk taker (since 29 Mar 2021)
- [FCA CF] Manager of certification employee (since 16 Nov 2020)
- [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
- [FCA CF] Client dealing (16 Nov 2020 to 13 Nov 2022)
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- CF30 Customer (1 Nov 2007 to 9 Apr 2010)
- CF27 Investment Management (16 Nov 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (26 Sep 2005 to 4 Nov 2005)
- CF27 Investment Management (26 Sep 2005 to 4 Nov 2005)
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- CF27 Investment Management (26 Sep 2005 to 4 Nov 2005)
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- CF27 Investment Management (1 Dec 2001 to 5 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.