RGI FUND MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
SC125817
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19 Charlotte Square,
    EH2 4DF
    Edinburgh
    EH2 4DF
    UNITED KINGDOM
    Phone
    +441312266699
    Web
    https://www.svmonline.co.uk

  • Complaints Contact

    19 Charlotte Square
    Edinburgh
    EH2 4DF
    UNITED KINGDOM
    Phone
    +441312266699

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aidan Philipson

    IRN AXP02234

    • CF30 Customer (11 Jan 2017 to 30 Sep 2019)
  • Alasdair John Birch

    IRN AJB01757

    • [FCA CF] Client dealing (14 Aug 2023 to 19 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Nov 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Nov 2020)
    • CF30 Customer (31 May 2013 to 8 Dec 2019)
  • Alexander Charles Hoctor Duncan

    IRN ACH01141

    • SMF1 Chief Executive (27 Apr 2023 to 30 Jun 2025)
    • SMF3 Executive Director (27 Apr 2023 to 30 Jun 2025)
    • Director of firm who is not a certification employee or a SMF manager (31 Oct 2022 to 30 Nov 2023)
  • Andrew Ian Carruthers Dykes

    IRN AID01003

    • CF27 Investment Management (24 Nov 2003 to 18 Nov 2005)
  • Andrew James Kelly

    IRN AJK01054

    • CF27 Investment Management (1 Dec 2001 to 20 Sep 2005)
  • Bettina Edmondston

    IRN BXR01086

    • [FCA CF] Client dealing (14 Aug 2023 to 19 Feb 2024)
  • Brian Geoffrey Moretta

    IRN BGM01024

    • CF27 Investment Management (1 Dec 2001 to 7 Dec 2005)
  • Carolina Alexandra Viola

    IRN CAV01012

    • CF10a CASS Oversight function (1 Oct 2011 to 22 Sep 2012)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Sep 2012)
  • Claire Smith

    IRN CXS02323

    • CF10 Compliance Oversight (17 Feb 2016 to 21 Dec 2017)
  • Colin William McLean

    IRN CWM01031

    • SMF9 Chair of the Governing Body (20 Feb 2020 to 27 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 27 Apr 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 18 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Apr 2023)
    • CF11 Money Laundering Reporting (6 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Sep 2012 to 17 Feb 2016)
    • CF10a CASS Oversight function (22 Sep 2012 to 8 Apr 2014)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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