Date authorised
1 April 2013
Companies House
SC125817
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19 Charlotte Square,
    EH2 4DF
    Edinburgh
    EH2 4DF
    UNITED KINGDOM
    Phone
    +441312266699
  • Complaints Contact

    19 Charlotte Square
    Edinburgh
    EH2 4DF
    UNITED KINGDOM
    Phone
    +441312266699

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Craig James Jeruzal

    IRN CJJ01060

    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Apr 2024)
    • CF30 Customer (7 Jul 2009 to 8 Dec 2019)
  • David Andrew Clark

    IRN DAC01172

    • [FCA CF] Client dealing (14 Aug 2023 to 30 Sep 2023)
  • David John Wallace Dodds

    IRN DJD01169

    • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
    • CF26 Customer Trading (17 Jan 2006 to 31 Oct 2007)
  • David Walker Stevenson

    IRN DWS01037

    • CF27 Investment Management (1 Dec 2001 to 11 Nov 2005)
  • David Woodhead

    IRN DXW01840

    • CF11 Money Laundering Reporting (28 Sep 2012 to 12 Mar 2014)
  • Derek Borthwick

    IRN DXB00322

    • [FCA CF] Client dealing (22 Jan 2020 to 30 Apr 2021)
  • Diane Miller

    IRN MXD01909

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Oct 2010 to 8 Dec 2019)
  • Donald William Robertson

    IRN DWR01028

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Aug 2012)
    • CF1 Director (1 Dec 2001 to 31 Aug 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Fionnuala Hartin

    IRN FXH00044

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Garry Fyfe

    IRN GXF11034

    • SMF3 Executive Director (3 Jan 2023 to 24 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2023)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 23 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Nov 2023)
    • CF10a CASS Oversight function (12 Mar 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.