RGI FUND MANAGEMENT LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
19 Charlotte Square,EH2 4DFEdinburghEH2 4DFUNITED KINGDOM- Phone
- +441312266699
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Complaints Contact
19 Charlotte SquareEdinburghEH2 4DFUNITED KINGDOM- Phone
- +441312266699
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Craig James Jeruzal
IRN CJJ01060
- [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Apr 2024)
- CF30 Customer (7 Jul 2009 to 8 Dec 2019)
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David Andrew Clark
IRN DAC01172
- [FCA CF] Client dealing (14 Aug 2023 to 30 Sep 2023)
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David John Wallace Dodds
IRN DJD01169
- CF30 Customer (1 Nov 2007 to 1 Oct 2010)
- CF26 Customer Trading (17 Jan 2006 to 31 Oct 2007)
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David Walker Stevenson
IRN DWS01037
- CF27 Investment Management (1 Dec 2001 to 11 Nov 2005)
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David Woodhead
IRN DXW01840
- CF11 Money Laundering Reporting (28 Sep 2012 to 12 Mar 2014)
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Derek Borthwick
IRN DXB00322
- [FCA CF] Client dealing (22 Jan 2020 to 30 Apr 2021)
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Diane Miller
IRN MXD01909
- 17. Administrative functions in relation to managing investments
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (20 Oct 2010 to 8 Dec 2019)
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Donald William Robertson
IRN DWR01028
- CF30 Customer (1 Nov 2007 to 31 Aug 2012)
- CF11 Money Laundering Reporting (1 Dec 2001 to 31 Aug 2012)
- CF1 Director (1 Dec 2001 to 31 Aug 2012)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Fionnuala Hartin
IRN FXH00044
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
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Garry Fyfe
IRN GXF11034
- SMF3 Executive Director (3 Jan 2023 to 24 Nov 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2023)
- [FCA CF] CASS oversight function (9 Dec 2019 to 23 Nov 2023)
- [FCA CF] Significant management (9 Dec 2019 to 23 Nov 2023)
- CF10a CASS Oversight function (12 Mar 2019 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Scottish Value Marketing Limited (no longer appointed)
FRN 190130 · Appointed 5 May 2000 · Until 9 Apr 2003
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.