Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RGI FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 146873

    • SMF3 Executive Director (3 Jan 2023 to 24 Nov 2023)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 23 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Nov 2023)
    • CF10a CASS Oversight function (12 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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