Alexander Charles Hoctor Duncan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlackRock Fund Managers Limited

    FRN 119292

    • [FCA CF] Material risk taker (since 5 Feb 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)
    • CF29 Significant management (31 May 2012 to 31 Aug 2017)
    • CF1 Director (6 May 2005 to 30 May 2012)
  • RGI FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 146873

    • SMF3 Executive Director (27 Apr 2023 to 30 Jun 2025)
    • SMF1 Chief Executive (27 Apr 2023 to 30 Jun 2025)
    • Director of firm who is not a certification employee or a SMF manager (31 Oct 2022 to 30 Nov 2023)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • SMF27 Partner (17 May 2022 to 30 Jun 2025)
    • SMF9 Chair of the Governing Body (17 May 2022 to 30 Jun 2025)
    • [FCA CF] Material risk taker (31 Jan 2022 to 30 Jun 2025)
    • [FCA CF] Significant management (31 Jan 2022 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (31 Jan 2022 to 30 Jun 2025)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • SMF7 Group Entity Senior Manager (8 Mar 2021 to 28 May 2021)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • SMF3 Executive Director (8 Mar 2021 to 28 May 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Mar 2021)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • SMF7 Group Entity Senior Manager (8 Mar 2021 to 28 May 2021)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 12 Dec 2020)
    • [FCA CF] Material risk taker (10 Dec 2018 to 12 Dec 2020)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • SMF3 Executive Director (8 Mar 2021 to 28 May 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Mar 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Mar 2021)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Manager of certification employee (4 Mar 2021 to 28 May 2021)
    • [FCA CF] Material risk taker (4 Mar 2021 to 28 May 2021)
    • [FCA CF] Significant management (4 Mar 2021 to 28 May 2021)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Material risk taker (4 Mar 2021 to 28 May 2021)
    • [FCA CF] Manager of certification employee (4 Mar 2021 to 28 May 2021)
    • [FCA CF] Significant management (4 Mar 2021 to 28 May 2021)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Manager of certification employee (4 Mar 2021 to 28 May 2021)
    • [FCA CF] Material risk taker (4 Mar 2021 to 28 May 2021)
    • [FCA CF] Significant management (4 Mar 2021 to 28 May 2021)
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