Date authorised
1 April 2013
Companies House
01102517
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Throgmorton Avenue
    LONDON
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000
  • Complaints Contact

    12 Throgmorton Avenue
    London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANDREW BALLANTYNE CRAIN

    IRN ABC01076

    • CF10 Compliance Oversight (20 May 2011 to 28 Mar 2013)
  • ANTHONY LEE DAVIS

    IRN ALD01081

    • CF28 Systems and controls (18 Feb 2011 to 30 Nov 2012)
  • Adrian Michael Lawrence

    IRN AML01088

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2025)
    • CF1 Director (21 May 2012 to 8 Dec 2019)
  • Alexander Charles Hoctor Duncan

    IRN ACH01141

    • [FCA CF] Material risk taker (since 5 Feb 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)
    • CF29 Significant management (31 May 2012 to 31 Aug 2017)
    • CF1 Director (6 May 2005 to 30 May 2012)
  • Andrew Lewis

    IRN AML01217

    • SMF9 Chair of the Governing Body (since 19 Dec 2025)
    • [FCA CF] Material risk taker (13 Jan 2025 to 19 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (13 Jan 2025 to 19 Dec 2025)
  • Anita Mary Higgins

    IRN AMH01139

    • CF1 Director (10 Feb 2011 to 19 May 2014)
  • Antony John Stenning

    IRN AJS01423

    • CF8 Apportionment and Oversight (5 Jul 2007 to 31 Oct 2007)
    • CF3 Chief Executive (5 Jul 2007 to 30 Dec 2016)
    • CF1 Director (25 Apr 2003 to 30 Dec 2016)
  • Barbara Sian Moulton Keogh-Peters

    IRN BSK01035

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2021)
    • CF11 Money Laundering Reporting (9 May 2014 to 8 Dec 2019)
  • Beatrice Rodriguez

    IRN BXR01056

    • CF29 Significant management (1 Jul 2014 to 13 Nov 2014)
  • Bertram Spence

    IRN BXS01756

    • CF28 Systems and controls (19 Mar 2013 to 15 Aug 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.