Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 19 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (13 Jan 2025 to 19 Dec 2025)
    • [FCA CF] Material risk taker (13 Jan 2025 to 19 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2023)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • SMF1 Chief Executive (26 Oct 2020 to 6 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2023)
    • CF10a CASS Oversight function (5 Mar 2019 to 8 Dec 2019)
    • CF1 Director (5 Nov 2018 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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