JPMorgan Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Adam Henley
IRN AXH35178
- [FCA CF] Material risk taker (since 9 Dec 2019)
Adrian Laird
IRN AXL00730
- [FCA CF] Material risk taker (since 6 Dec 2024)
Aleksander Twarowski
IRN AXT01788
- CF30 Customer (7 Jul 2014 to 12 Mar 2015)
Aleksander Wladek Topping
IRN AWK01014
- CF30 Customer (14 Jul 2014 to 30 Sep 2018)
Alexander Fitzalan-Howard
IRN ARF01025
- [FCA CF] Material risk taker (since 5 Sep 2025)
Andrea Louise Hazen
IRN ALH01083
- CF1 Director (24 Mar 2010 to 5 Jan 2011)
Andrew Lewis
IRN AML01217
- SMF1 Chief Executive (26 Oct 2020 to 6 Jan 2023)
- SMF3 Executive Director (9 Dec 2019 to 6 Jan 2023)
- CF10a CASS Oversight function (5 Mar 2019 to 8 Dec 2019)
- CF1 Director (5 Nov 2018 to 8 Dec 2019)
Andrew Nixon
IRN AXN01218
- CF17 Significant Mgt (Other Business Operations) (24 Aug 2005 to 22 Nov 2005)
Andrew Simon Taylor
IRN AXT25103
- [FCA CF] Material risk taker (9 Dec 2019 to 2 Aug 2022)
Andrian Dacy
IRN ARD01137
- [FCA CF] Material risk taker (since 9 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Wal-Mart Stores (UK) Limited (no longer appointed)
FRN 201686 · Appointed 11 May 2000 · Until 20 Feb 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.