Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (9 Nov 2016 to 8 Dec 2019)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 14 Oct 2022)
- CF30 Customer (21 Dec 2010 to 8 Dec 2019)
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JPMorgan Funds Limited
FRN 119346
- [FCA CF] Material risk taker (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.