Date authorised
1 April 2013
Companies House
SC019438
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020
  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Joseph Morose

    IRN AJM01576

    • CF29 Significant management (1 Nov 2007 to 3 Nov 2008)
    • CF17 Significant Mgt (Other Business Operations) (17 Apr 2007 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (17 Apr 2007 to 31 Oct 2007)
  • Anuj Arora

    IRN AXA02643

    • [FCA CF] Material risk taker (since 8 Nov 2022)
    • [FCA CF] Manager of certification employee (since 22 Sep 2021)
  • Arthur Mark Ruston Smith

    IRN AMS01378

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2025)
    • CF2 Non Executive Director (28 Dec 2016 to 8 Dec 2019)
  • Ashley Potter

    IRN ABP01023

    • [FCA CF] Material risk taker (21 Oct 2021 to 17 Oct 2022)
  • Austin Forey

    IRN ACF01046

    • [FCA CF] Manager of certification employee (since 9 May 2025)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Beate Gross

    IRN BXG01232

    • [FCA CF] Manager of certification employee (23 Dec 2019 to 19 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Oct 2025)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (18 Jun 2007 to 31 Oct 2007)
  • Benoit St-Georges

    IRN BXS01583

    • CF28 Systems and controls (4 May 2010 to 5 Apr 2011)
  • Bramwell Mark Cripps

    IRN BMC01019

    • CF10 Compliance Oversight (1 Dec 2001 to 20 Oct 2006)
  • Campbell David Fleming

    IRN CDF01015

    • CF3 Chief Executive (3 Jul 2007 to 30 Oct 2009)
    • CF17 Significant Mgt (Other Business Operations) (13 May 2003 to 26 Jan 2006)
    • CF20 Significant Mgt (Settlements) (13 May 2003 to 26 Jan 2006)
    • CF1 Director (1 Dec 2001 to 30 Oct 2009)
  • Catherine Jane Tedder

    IRN CJT01045

    • CF10 Compliance Oversight (10 Mar 2010 to 31 Jan 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.