Anuj Arora

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Funds Limited

    FRN 119346

    • [FCA CF] Material risk taker (since 8 Nov 2022)
    • [FCA CF] Manager of certification employee (since 22 Sep 2021)
  • JPMorgan Asset Management (UK) Limited

    FRN 119337

    • SMF18 Other Overall Responsibility (since 29 Mar 2022)
    • [FCA CF] Manager of certification employee (20 Aug 2020 to 29 Mar 2022)
    • [FCA CF] Material risk taker (17 Jan 2020 to 29 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jul 2024)
    • CF30 Customer (19 Oct 2012 to 8 Dec 2019)
  • J.P. Morgan Investment Management Inc

    FRN 119267

    • [FCA CF] Manager of certification employee (since 20 Aug 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Oct 2012 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (18 Jan 2017 to 8 Nov 2022)
    • CF30 Customer (19 Oct 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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