Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP

    FRN 229135

    • SMF9 Chair of the Governing Body (since 30 Jun 2022)
    • SMF13 Chair of the Nominations Committee (since 30 Jun 2022)
    • SMF12 Chair of the Remuneration Committee (since 30 Jun 2022)
    • [FCA CF] Material risk taker (since 13 Apr 2022)
    • Director of firm who is not a certification employee or a SMF manager (5 Jul 2021 to 30 Jun 2022)
  • Toscafund Asset Management LLP (no longer approved here)

    FRN 454907

    • CF1 Director (AR) (15 Feb 2022 to 15 Jun 2022)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • SMF7 Group Entity Senior Manager (12 Feb 2020 to 5 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
    • CF29 Significant management (9 Aug 2016 to 8 Dec 2019)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • SMF7 Group Entity Senior Manager (12 Feb 2020 to 5 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • SMF7 Group Entity Senior Manager (12 Feb 2020 to 5 Oct 2020)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • SMF7 Group Entity Senior Manager (12 Feb 2020 to 5 Oct 2020)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • SMF7 Group Entity Senior Manager (10 Feb 2020 to 5 Oct 2020)
  • THE BIG EXCHANGE (TBF) LIMITED (no longer approved here)

    FRN 912000

    • (6)Employed By (6 Jan 2020 to 18 Jul 2023)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 5 Oct 2020)
    • CF1 Director (13 Sep 2017 to 8 Dec 2019)
    • CF29 Significant management (9 Aug 2016 to 13 Sep 2017)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)

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