Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ruffer LLP
FRN 229135
- SMF9 Chair of the Governing Body (since 30 Jun 2022)
- SMF13 Chair of the Nominations Committee (since 30 Jun 2022)
- SMF12 Chair of the Remuneration Committee (since 30 Jun 2022)
- [FCA CF] Material risk taker (since 13 Apr 2022)
- Director of firm who is not a certification employee or a SMF manager (5 Jul 2021 to 30 Jun 2022)
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- CF1 Director (AR) (15 Feb 2022 to 15 Jun 2022)
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- SMF7 Group Entity Senior Manager (12 Feb 2020 to 5 Oct 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
- CF29 Significant management (9 Aug 2016 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (12 Feb 2020 to 5 Oct 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
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- SMF7 Group Entity Senior Manager (12 Feb 2020 to 5 Oct 2020)
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- SMF7 Group Entity Senior Manager (12 Feb 2020 to 5 Oct 2020)
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- SMF7 Group Entity Senior Manager (10 Feb 2020 to 5 Oct 2020)
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- (6)Employed By (6 Jan 2020 to 18 Jul 2023)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 5 Oct 2020)
- CF1 Director (13 Sep 2017 to 8 Dec 2019)
- CF29 Significant management (9 Aug 2016 to 13 Sep 2017)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.