Campbell David Fleming

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • SMF3 Executive Director (9 Dec 2019 to 5 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
    • CF1 Director (9 Jan 2019 to 8 Dec 2019)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 11 Dec 2018)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 11 Dec 2018)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • SIMF1 Chief Executive Function (7 Mar 2016 to 29 Apr 2016)
    • CF8 Apportionment and Oversight (4 Feb 2013 to 6 Mar 2016)
    • CF3 Chief Executive (4 Feb 2013 to 6 Mar 2016)
    • CF1 Director (11 Dec 2009 to 29 Apr 2016)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF3 Chief Executive (4 Feb 2013 to 29 Apr 2016)
    • CF1 Director (11 Dec 2009 to 29 Apr 2016)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF3 Chief Executive (4 Feb 2013 to 29 Apr 2016)
    • CF1 Director (11 Dec 2009 to 29 Apr 2016)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF8 Apportionment and Oversight (4 Feb 2013 to 29 Apr 2016)
    • CF3 Chief Executive (11 Dec 2009 to 1 Jul 2010)
    • CF1 Director (11 Dec 2009 to 29 Apr 2016)
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Updates to this individual's record on the FCA register.

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