Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF3 Chief Executive (11 Dec 2009 to 1 Jul 2010)
    • CF1 Director (11 Dec 2009 to 29 Apr 2016)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF3 Chief Executive (3 Jul 2007 to 30 Oct 2009)
    • CF17 Significant Mgt (Other Business Operations) (13 May 2003 to 26 Jan 2006)
    • CF20 Significant Mgt (Settlements) (13 May 2003 to 26 Jan 2006)
    • CF1 Director (1 Dec 2001 to 30 Oct 2009)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF1 Director (8 Aug 2005 to 30 Oct 2009)
    • CF20 Significant Mgt (Settlements) (13 May 2003 to 26 Jan 2006)
    • CF17 Significant Mgt (Other Business Operations) (13 May 2003 to 26 Jan 2006)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF1 Director (20 Jul 2005 to 31 Jul 2009)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF17 Significant Mgt (Other Business Operations) (13 May 2003 to 30 Sep 2003)
    • CF20 Significant Mgt (Settlements) (13 May 2003 to 26 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.