Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (20 Feb 2014 to 13 Jul 2018)
-
- CF10 Compliance Oversight (20 Feb 2014 to 5 Apr 2017)
-
- CF10 Compliance Oversight (10 Mar 2010 to 31 Jan 2014)
-
- CF10 Compliance Oversight (13 May 2003 to 19 Dec 2006)
-
- CF10 Compliance Oversight (1 Dec 2001 to 24 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.