Bramwell Mark Cripps

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth (ACD) Limited

    FRN 834833

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jul 2024)
    • [FCA CF] Significant management (since 18 Dec 2023)
    • [FCA CF] Material risk taker (since 18 Dec 2023)
    • SMF16 Compliance Oversight (since 14 Nov 2023)
  • Omnis Investments Limited (no longer approved here)

    FRN 611694

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2023)
    • CF11 Money Laundering Reporting (3 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Aug 2017 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF28 Systems and controls (1 Nov 2007 to 20 Nov 2015)
    • CF14 Risk Assessment (23 Nov 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (23 Nov 2006 to 20 Nov 2015)
    • CF10 Compliance Oversight (23 Nov 2006 to 20 Nov 2015)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF10 Compliance Oversight (16 May 2005 to 20 Oct 2006)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF10 Compliance Oversight (1 Dec 2001 to 20 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.