Date authorised
15 August 2014
Companies House
06582314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26th Floor
    99 Bishopsgate
    London
    EC2M 3XD
    UNITED KINGDOM
    Phone
    +447870645505
  • Complaints Contact

    26th Floor
    99 Bishopsgate
    London
    EC2M 3XD
    UNITED KINGDOM
    Phone
    +447870645505

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Smart

    IRN AJS01230

    • CF2 Non Executive Director (2 Jun 2017 to 8 Dec 2019)
  • Andrew Summers

    IRN AXS05015

    • [FCA CF] Significant management (4 Dec 2023 to 30 Jan 2026)
    • [FCA CF] Manager of certification employee (4 Dec 2023 to 30 Jan 2026)
    • [FCA CF] Functions requiring qualifications (4 Dec 2023 to 30 Jan 2026)
    • [FCA CF] Client dealing (4 Dec 2023 to 30 Jan 2026)
  • Angela Doreen Crawford-Ingle

    IRN ADC01191

    • CF2 Non Executive Director (23 Oct 2017 to 8 Dec 2019)
  • Angela Rose Keogh

    IRN AXK00113

    • SMF16 Compliance Oversight (since 11 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Oct 2023)
  • Bernard Patrick O'Donnell

    IRN BPO01010

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 25 Mar 2026)
    • [FCA CF] Material risk taker (since 25 Mar 2026)
    • [FCA CF] Significant management (since 25 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 28 May 2025)
    • [FCA CF] Client dealing (since 28 May 2025)
  • Bramwell Mark Cripps

    IRN BMC01019

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2023)
    • CF11 Money Laundering Reporting (3 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Aug 2017 to 8 Dec 2019)
  • Christopher John Rodrigues

    IRN CJR01060

    • CF2 Non Executive Director (15 Aug 2014 to 8 Dec 2019)
  • Claire Oldstein

    IRN CXO07952

    • SMF3 Executive Director (9 Dec 2019 to 10 Sep 2021)
    • CF1 Director (24 Sep 2019 to 8 Dec 2019)
  • Clive Darren Baker

    IRN CDB01171

    • CF2 Non Executive Director (4 Mar 2016 to 8 Nov 2017)
  • Colin Gavin Gellatly

    IRN CXG00202

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.