Andrew John Smart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited (no longer approved here)

    FRN 408285

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 3 Jan 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 3 Jan 2023)
    • CF2 Non Executive Director (2 Jun 2017 to 8 Dec 2019)
  • Omnis Investments Limited (no longer approved here)

    FRN 611694

    • CF2 Non Executive Director (2 Jun 2017 to 8 Dec 2019)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Oct 2002)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Oct 2002)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.