Zurich Assurance Ltd

• Principal Place of Business

  Unity Place

  1 Carfax Close

  Swindon

  Wiltshire

  SN1 1AP

  UNITED KINGDOM

  Phone

  +441793514514

  Web

  https://www.zurich.co.uk

• Complaints Contact

  Unity Place

  1 Carfax Close

  Swindon

  Wiltshire

  SN1 1AP

  UNITED KINGDOM

  Phone

  +441793514514

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health, Sickness

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health, Sickness

• Consumer Loans

• Runs Stakeholder Pensions

  For Professional, Retail (Investment), Life Policy, Stakeholder pension scheme, Unit

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Michael Holmes

  IRN AMH00069

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)
• Aileen Janette Mathieson

  IRN AJM01606

  • CF29 Significant management (4 May 2017 to 1 Dec 2018)
• Alasdair Christopher Gillies

  IRN ACG01031

  • CF14 Risk Assessment (24 Oct 2003 to 6 Jan 2004)
  • CF1 Director (18 Mar 2003 to 23 Jun 2008)
• Alexander Park Leitch

  IRN APL01043

  • CF15 Internal Audit (11 Dec 2003 to 20 Feb 2004)
  • CF19 Significant Mgt (Financial Resources) (11 Dec 2003 to 20 Feb 2004)
  • CF2 Non Executive Director (11 Dec 2003 to 20 Feb 2004)
• Alexander Rudolf Dieter Koslowski

  IRN ARK01085

  • SMF1 Chief Executive (since 24 Aug 2020)
  • Responsible for Insurance Distribution (since 24 Aug 2020)
  • [FCA CF] Material risk taker (20 May 2020 to 24 Aug 2020)
  • [FCA CF] Significant management (5 May 2020 to 24 Aug 2020)
  • [FCA CF] Manager of certification employee (5 May 2020 to 24 Aug 2020)
• Alexandra Sidgreaves

  IRN AXS01203

  • [FCA CF] Material risk taker (since 4 Aug 2022)
  • [FCA CF] Significant management (since 4 Aug 2022)
• Alison Elizabeth Carr

  IRN AEC01078

  • SMF15 Chair of With Profits Committee (since 29 Oct 2019)
• Amanda Warren

  IRN AXW00151

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
• Andrew John Smart

  IRN AJS01230

  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Oct 2002)
• Andrew Roberts

  IRN AXR70559

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Dec 2020 to 31 Mar 2021)
  • [FCA CF] Material risk taker (20 May 2020 to 8 Jun 2024)
  • [FCA CF] Significant management (1 May 2019 to 8 Jun 2024)

• Eagle Star Direct Services Limited (no longer appointed)

  FRN 201534 · Appointed 3 Dec 1999 · Until 31 Mar 2005

• Bristol & West Property Services Limited (no longer appointed)

  FRN 164899 · Appointed 14 Mar 1989 · Until 15 Aug 2003

No changes recorded yet.