Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aspen Insurance UK Limited (no longer approved here)

    FRN 202644

    • SMF7 Group Entity Senior Manager (20 Apr 2023 to 8 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (22 Nov 2021 to 20 Apr 2023)
    • [FCA CF] Material risk taker (22 Nov 2021 to 20 Apr 2023)
  • Aspen Managing Agency Limited (no longer approved here)

    FRN 478192

    • SMF7 Group Entity Senior Manager (20 Apr 2023 to 8 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (22 Nov 2021 to 20 Apr 2023)
    • [FCA CF] Material risk taker (22 Nov 2021 to 20 Apr 2023)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Material risk taker (21 Jul 2021 to 1 Oct 2021)
    • [FCA CF] Significant management (4 Mar 2021 to 1 Oct 2021)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Material risk taker (21 Jul 2021 to 1 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 May 2021)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (21 Jul 2021 to 1 Oct 2021)
    • [FCA CF] Significant management (4 Mar 2021 to 1 Oct 2021)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Material risk taker (21 Jul 2021 to 1 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 May 2021)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Material risk taker (21 Jul 2021 to 1 Oct 2021)
    • [FCA CF] Significant management (4 Mar 2021 to 1 Oct 2021)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Material risk taker (21 Jul 2021 to 1 Oct 2021)
    • [FCA CF] Significant management (4 Mar 2021 to 1 Oct 2021)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • [FCA CF] Significant management (4 Mar 2021 to 1 Oct 2021)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • CF1 Director (23 Aug 2017 to 1 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.