Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (4 May 2017 to 1 Dec 2018)
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- CF29 Significant management (4 May 2017 to 1 Dec 2018)
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- CF10a CASS Oversight function (1 Oct 2011 to 4 Jul 2013)
- CF11 Money Laundering Reporting (11 Apr 2011 to 24 Jun 2014)
- CF28 Systems and controls (9 Apr 2010 to 7 Jul 2011)
- CF1 Director (9 Apr 2010 to 6 Oct 2014)
- CF10 Compliance Oversight (9 Apr 2010 to 24 Jun 2014)
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- CF28 Systems and controls (1 Mar 2008 to 13 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.