Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF29 Significant management (4 May 2017 to 1 Dec 2018)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF29 Significant management (4 May 2017 to 1 Dec 2018)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • CF10a CASS Oversight function (1 Oct 2011 to 4 Jul 2013)
    • CF11 Money Laundering Reporting (11 Apr 2011 to 24 Jun 2014)
    • CF28 Systems and controls (9 Apr 2010 to 7 Jul 2011)
    • CF1 Director (9 Apr 2010 to 6 Oct 2014)
    • CF10 Compliance Oversight (9 Apr 2010 to 24 Jun 2014)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF28 Systems and controls (1 Mar 2008 to 13 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.