Aspen Managing Agency Limited

• Principal Place of Business

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848000

  Web

  https://www.aspen.co

• Complaints Contact

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848573

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Lloyd's Syndicate Management

  For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Aaron Richard Hester-Lowe

  IRN AXH00254

  • SMF16 Compliance Oversight (19 Mar 2021 to 16 Feb 2024)
• Aileen Janette Mathieson

  IRN AJM01606

  • SMF7 Group Entity Senior Manager (20 Apr 2023 to 8 Apr 2026)
  • [PRA CF] Significant risk taker or Material risk taker (22 Nov 2021 to 20 Apr 2023)
  • [FCA CF] Material risk taker (22 Nov 2021 to 20 Apr 2023)
• Alan Burtonshaw

  IRN AXB10364

  • SMF18 Other Overall Responsibility (4 Apr 2019 to 24 Sep 2019)
• Andrew Barrie Dyer

  IRN AXD00814

  • SMF4 Chief Risk (since 8 Dec 2023)
• Andrew Parker

  IRN AXP00698

  • [PRA CF] Significant risk taker or Material risk taker (19 Jul 2019 to 29 Nov 2022)
  • [FCA CF] Material risk taker (19 Jul 2019 to 29 Nov 2022)
• Ann Haugh

  IRN AXH02803

  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 31 Oct 2016)
  • CF29 Significant management (1 Feb 2016 to 6 Mar 2016)
• April He

  IRN AXH01758

  • [PRA CF] Key function holder (since 30 Jul 2025)
  • [FCA CF] Material risk taker (since 30 Jul 2025)
• Barry Slater

  IRN BXS01555

  • [FCA CF] Material risk taker (since 10 Dec 2018)
  • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
• Beatrice Claire Morley

  IRN BXM00386

  • [PRA CF] Significant risk taker or Material risk taker (since 30 Jun 2023)
  • [FCA CF] Material risk taker (since 30 Jun 2023)
• Carole Anne Barlow

  IRN CAB01296

  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 6 Sep 2016)
  • CF29 Significant management (4 Feb 2016 to 6 Mar 2016)

No changes recorded yet.