Aspen Managing Agency Limited

Date authorised
1 April 2013
Companies House
06459521
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    City Of London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071848000
    Web
    https://www.aspen.co

  • Complaints Contact

    30 Fenchurch Street
    London
    City Of London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071848573

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Christopher O'Kane

    IRN CCO01003

    • CF1 Director (14 Dec 2009 to 8 Feb 2016)
  • Christopher Carl Whitmore Jones

    IRN CXJ13886

    • SMF2 Chief Finance (13 May 2021 to 29 Nov 2024)
  • Christopher Hughes

    IRN CXH00575

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2021)
    • [FCA CF] Material risk taker (since 1 Dec 2021)
  • Christopher Patrick James O'Brien

    IRN CPO01012

    • CF1 Director (28 Mar 2008 to 16 Oct 2009)
  • Christopher Spratt

    IRN CXS00628

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Jul 2023)
    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Jul 2023)
  • Claire Smith

    IRN CXS00790

    • SMF7 Group Entity Senior Manager (since 11 Dec 2023)
  • Daniel Berry

    IRN DXB01172

    • [PRA CF] Key function holder (since 2 Sep 2025)
  • Daniel Osman

    IRN DXO01160

    • SMF23 Chief Underwriting Officer (since 20 Jun 2024)
    • Responsible for Insurance Distribution (since 20 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 20 Jun 2024)
    • [FCA CF] Material risk taker (1 Apr 2019 to 20 Jun 2024)
  • David Alan Cohen

    IRN DAC01313

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 2 Jun 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (24 Sep 2018 to 9 Dec 2018)
  • David Gerard Schick

    IRN DGS01172

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 14 May 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (10 Oct 2018 to 9 Dec 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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