Andrew Roberts

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zurich Insurance Europe AG (no longer approved here)

    FRN 999465

    • [FCA CF] Significant management (2 Jan 2024 to 8 Jun 2024)
  • Zurich Insurance Company Ltd (no longer approved here)

    FRN 959113

    • [PRA CF] Significant risk taker or Material risk taker (7 Jul 2023 to 8 Jun 2024)
    • [FCA CF] Significant management (1 Jan 2023 to 8 Jun 2024)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Dec 2020 to 31 Mar 2021)
    • [FCA CF] Material risk taker (20 May 2020 to 8 Jun 2024)
    • [FCA CF] Significant management (1 May 2019 to 8 Jun 2024)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Dec 2020 to 31 Mar 2021)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.