Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 24 Mar 2020)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 24 Mar 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 24 Mar 2020)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 24 Mar 2020)
    • CF2 Non Executive Director (9 Nov 2009 to 8 Dec 2019)
    • CF1 Director (11 Aug 2004 to 12 Jun 2008)
    • CF14 Risk Assessment (24 Oct 2003 to 6 Jan 2004)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF2 Non Executive Director (1 Mar 2013 to 15 May 2013)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • Responsible for Insurance Mediation (26 Jun 2007 to 11 Jun 2008)
    • CF1 Director (8 Dec 2003 to 11 Jun 2008)
    • CF14 Risk Assessment (24 Oct 2003 to 6 Jan 2004)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF14 Risk Assessment (24 Oct 2003 to 6 Jan 2004)
    • CF1 Director (18 Mar 2003 to 23 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

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