Omnis Investments Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Arranges Investments

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Retail Investment Funds
Manages Your Portfolio

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Colin Gavin Gellatly
IRN CGG01034
- CF30 Customer (6 Mar 2017 to 8 Dec 2019)
Dominic Paul Sheridan
IRN DPS01061
- SMF3 Executive Director (9 Dec 2019 to 28 Nov 2022)
- SMF1 Chief Executive (9 Dec 2019 to 28 Nov 2022)
- CF3 Chief Executive (3 Feb 2016 to 8 Dec 2019)
- CF1 Director (15 Aug 2014 to 8 Dec 2019)
Douglas James Naismith
IRN DJN01082
- SMF9 Chair of the Governing Body (9 Dec 2019 to 9 Nov 2023)
- CF2 Non Executive Director (10 Mar 2016 to 8 Dec 2019)
Erica Mandryko
IRN EXM00120
- SMF3 Executive Director (since 28 Oct 2024)
Gary John Stephen Williams
IRN GJW01136
- CF2 Non Executive Director (15 Aug 2014 to 16 Aug 2014)
Gerald Paul Aherne
IRN GPA01022
- CF2 Non Executive Director (15 Aug 2014 to 29 Feb 2016)
Grant Thomas Hotson
IRN GTH01036
- SMF3 Executive Director (20 Mar 2023 to 12 Sep 2024)
Helen Wroe
IRN HMW01033
- CF28 Systems and controls (15 Aug 2014 to 30 Aug 2018)
Ian David Buchanan
IRN IDB01037
- CF2 Non Executive Director (20 Apr 2017 to 8 Dec 2019)
Ian Nicholas Lovett
IRN INL01001
- CF2 Non Executive Director (15 Aug 2014 to 31 Jan 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.