Douglas James Naismith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Omnis Investments Limited (no longer approved here)

    FRN 611694

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 9 Nov 2023)
    • CF2 Non Executive Director (10 Mar 2016 to 8 Dec 2019)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF1 Director (23 Apr 2012 to 16 Apr 2013)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF29 Significant management (25 Oct 2011 to 16 Apr 2013)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF3 Chief Executive (7 Nov 2008 to 6 Mar 2009)
    • CF1 Director (19 Apr 2007 to 28 Jan 2011)
    • CF8 Apportionment and Oversight (19 Apr 2007 to 6 Mar 2009)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF1 Director (2 Jun 2008 to 28 Jan 2011)
    • CF3 Chief Executive (2 Jun 2008 to 28 Jan 2011)
    • CF29 Significant management (1 Nov 2007 to 28 Jan 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Apr 2007 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF1 Director (2 Jun 2008 to 28 Jan 2011)
    • CF3 Chief Executive (2 Jun 2008 to 28 Jan 2011)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (1 Nov 2007 to 28 Jan 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (12 Aug 2005 to 31 Oct 2007)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF16 Significant Mgt (Desgntd Investment Business) (12 Aug 2005 to 19 Apr 2007)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF16 Significant Mgt (Desgntd Investment Business) (12 Aug 2005 to 19 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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