Date authorised
1 April 2013
Companies House
03406905
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beech Gate
    Millfield Lane
    Lower Kingswood
    Tadworth
    Surrey
    KT20 6RP
    UNITED KINGDOM
    Phone
    +4401732361144
  • Complaints Contact

    Beech Gate
    Millfield Lane
    Lower Kingswood
    Tadworth
    Surrey
    KT20 6RP
    UNITED KINGDOM
    Phone
    +4401732361144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health

  • Runs Stakeholder Pensions

    For Professional, Retail (Investment)

  • Runs Personal Pensions

    For Professional, Retail (Investment)

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian John Stirrup

    IRN AJS01233

    • CF15 Internal Audit (28 Dec 2005 to 17 Mar 2006)
  • Alan Hugh Mullan

    IRN AHM01025

    • CF1 Director (1 Feb 2010 to 31 Mar 2014)
    • CF29 Significant management (18 Sep 2008 to 14 Nov 2011)
  • Alasdair James Jesse Boyd Boulding

    IRN AJB01280

    • CF10 Compliance Oversight (14 Apr 2003 to 28 Apr 2005)
  • Andrew James King Steward

    IRN AJS01265

    • CF1 Director (3 Nov 2008 to 6 Mar 2009)
    • Responsible for Insurance Mediation (3 Nov 2008 to 20 May 2009)
  • Andrew Jonathan Morris

    IRN AJM01250

    • CF11 Money Laundering Reporting (1 Mar 2013 to 28 Jun 2013)
    • CF1 Director (27 Mar 2009 to 12 Jul 2016)
    • CF10 Compliance Oversight (23 Mar 2005 to 15 Oct 2013)
  • Andrew Richard Bradley

    IRN ARB01216

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 28 Sep 2020)
    • CF11 Money Laundering Reporting (3 Apr 2017 to 9 Dec 2018)
  • Anthony Stephen Lanser

    IRN ASL01088

    • SMF3 Executive Director (10 Dec 2018 to 21 Jan 2022)
    • CF1 Director (26 Feb 2016 to 9 Dec 2018)
    • CF29 Significant management (22 Jan 2016 to 26 Feb 2016)
  • Ashley James Howard

    IRN AXH01471

    • CF14 Risk Assessment (28 Jun 2002 to 17 Mar 2003)
  • Barbara Ann Stock

    IRN BAS01054

    • CF10 Compliance Oversight (11 Sep 2003 to 31 Mar 2008)
    • CF15 Internal Audit (1 Mar 2002 to 3 Feb 2004)
  • Barry Richard James Bateman

    IRN BRB01018

    • CF2 Non Executive Director (1 Dec 2001 to 9 Sep 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.