Andrew Jonathan Morris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • [FCA CF] Material risk taker (17 Apr 2023 to 30 Sep 2023)
    • SMF16 Compliance Oversight (10 Dec 2020 to 30 Sep 2023)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • SMF16 Compliance Oversight (10 Dec 2020 to 30 Sep 2023)
    • [FCA CF] Material risk taker (1 Sep 2020 to 30 Sep 2023)
  • Janus Henderson Investors International Limited (no longer approved here)

    FRN 189998

    • SMF16 Compliance Oversight (10 Dec 2020 to 30 Sep 2023)
    • [FCA CF] Material risk taker (1 Sep 2020 to 30 Sep 2023)
  • Lindsell Train Limited (no longer approved here)

    FRN 194229

    • SMF16 Compliance Oversight (24 Jan 2020 to 21 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2020 to 21 Aug 2020)
    • CF28 Systems and controls (5 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jun 2019 to 8 Dec 2019)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • CF1 Director (27 Apr 2016 to 3 Nov 2017)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF11 Money Laundering Reporting (1 Mar 2013 to 28 Jun 2013)
    • CF1 Director (16 May 2008 to 3 Nov 2017)
    • CF10 Compliance Oversight (18 Oct 2004 to 15 Oct 2013)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF11 Money Laundering Reporting (1 Mar 2013 to 28 Jun 2013)
    • CF1 Director (16 May 2008 to 3 Nov 2017)
    • CF10 Compliance Oversight (8 Apr 2004 to 15 Oct 2013)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF11 Money Laundering Reporting (1 Mar 2013 to 28 Jun 2013)
    • CF1 Director (16 May 2008 to 3 Nov 2017)
    • CF10 Compliance Oversight (8 Apr 2004 to 15 Oct 2013)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF11 Money Laundering Reporting (1 Mar 2013 to 28 Jun 2013)
    • CF1 Director (16 May 2008 to 3 Nov 2017)
    • CF10 Compliance Oversight (23 Mar 2005 to 15 Oct 2013)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF11 Money Laundering Reporting (1 Mar 2013 to 28 Jun 2013)
    • CF1 Director (16 May 2008 to 3 Nov 2017)
    • CF10 Compliance Oversight (25 Feb 2008 to 15 Oct 2013)
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Recent activity

Updates to this individual's record on the FCA register.

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