Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • SMF24 Chief Operations (31 Jan 2025 to 31 Mar 2026)
    • SMF1 Chief Executive (21 Jan 2022 to 31 Mar 2026)
    • Responsible for Insurance Distribution (21 Jan 2022 to 24 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (8 Feb 2016 to 8 Dec 2019)
    • CF29 Significant management (22 Jan 2016 to 22 Mar 2016)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • SMF1 Chief Executive (19 Jul 2024 to 31 Mar 2026)
    • SMF24 Chief Operations (9 Dec 2019 to 21 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 23 Feb 2021)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (8 Feb 2016 to 8 Dec 2019)
    • CF29 Significant management (22 Jan 2016 to 22 Mar 2016)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • [FCA CF] Manager of certification employee (22 Mar 2023 to 9 Feb 2026)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
    • CF29 Significant management (22 Jan 2016 to 22 Mar 2016)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • SMF24 Chief Operations (9 Dec 2019 to 12 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 17 Nov 2023)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (8 Feb 2016 to 8 Dec 2019)
    • CF29 Significant management (22 Jan 2016 to 22 Mar 2016)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • SMF24 Chief Operations (9 Dec 2019 to 2 Dec 2022)
    • CF1 Director (26 Feb 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (8 Feb 2016 to 23 Apr 2018)
    • CF29 Significant management (22 Jan 2016 to 22 Mar 2016)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • SMF3 Executive Director (10 Dec 2018 to 21 Jan 2022)
    • CF1 Director (26 Feb 2016 to 9 Dec 2018)
    • CF29 Significant management (22 Jan 2016 to 26 Feb 2016)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF1 Director (1 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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