Barbara Ann Stock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • CF28 Systems and controls (3 May 2017 to 24 Oct 2018)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • CF28 Systems and controls (3 May 2017 to 24 Oct 2018)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF10 Compliance Oversight (11 Sep 2003 to 31 Mar 2008)
    • CF1 Director (11 Sep 2003 to 31 Mar 2008)
    • CF15 Internal Audit (1 Mar 2002 to 3 Feb 2004)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF1 Director (11 Sep 2003 to 31 Mar 2008)
    • CF10 Compliance Oversight (11 Sep 2003 to 31 Mar 2008)
    • CF15 Internal Audit (1 Mar 2002 to 3 Feb 2004)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF1 Director (11 Sep 2003 to 31 Mar 2008)
    • CF10 Compliance Oversight (11 Sep 2003 to 31 Mar 2008)
    • CF15 Internal Audit (1 Mar 2002 to 3 Feb 2004)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF1 Director (11 Sep 2003 to 31 Mar 2008)
    • CF10 Compliance Oversight (11 Sep 2003 to 31 Mar 2008)
    • CF15 Internal Audit (1 Mar 2002 to 3 Feb 2004)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF1 Director (11 Sep 2003 to 31 Mar 2008)
    • CF10 Compliance Oversight (11 Sep 2003 to 31 Mar 2008)
    • CF15 Internal Audit (1 Mar 2002 to 3 Feb 2004)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF10 Compliance Oversight (11 Sep 2003 to 31 Mar 2008)
    • CF15 Internal Audit (1 Mar 2002 to 3 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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