Alan Hugh Mullan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T. Rowe Price UK Limited

    FRN 806948

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Feb 2019 to 8 Dec 2019)
  • Multrees Investor Services Limited (no longer approved here)

    FRN 526528

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Apr 2021)
    • CF2 Non Executive Director (10 Apr 2015 to 8 Dec 2019)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF3 Chief Executive (3 Oct 2012 to 28 Nov 2013)
    • CF1 Director (1 Feb 2010 to 31 Mar 2014)
    • CF29 Significant management (18 Sep 2008 to 14 Nov 2011)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF3 Chief Executive (3 Oct 2012 to 28 Nov 2013)
    • CF1 Director (1 Feb 2010 to 31 Mar 2014)
    • CF29 Significant management (18 Sep 2008 to 14 Nov 2011)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF3 Chief Executive (3 Oct 2012 to 28 Nov 2013)
    • CF1 Director (1 Feb 2010 to 31 Mar 2014)
    • CF29 Significant management (18 Sep 2008 to 14 Nov 2011)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF1 Director (23 Mar 2011 to 14 Nov 2011)
    • CF3 Chief Executive (23 Mar 2011 to 27 Mar 2012)
    • CF29 Significant management (18 Sep 2008 to 14 Nov 2011)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF1 Director (1 Feb 2010 to 31 Mar 2014)
    • CF29 Significant management (18 Sep 2008 to 14 Nov 2011)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF1 Director (1 Feb 2010 to 31 Mar 2014)
    • CF29 Significant management (18 Sep 2008 to 14 Nov 2011)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • CF1 Director (1 Dec 2001 to 24 Jan 2005)
    • CF3 Chief Executive (1 Dec 2001 to 24 Jul 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 24 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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