Multrees Investor Services Limited

Date authorised
1 April 2013
Companies House
07225386
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Princes Street
    Edinburgh
    Midlothian
    EH2 2BY
    UNITED KINGDOM
    Phone
    +4401312475000
    Web
    https://www.multrees.com

  • Complaints Contact

    Multrees Investor Services Ltd
    40 Princes Street
    Edinburgh
    Edinburgh, City Of
    EH2 2BY
    UNITED KINGDOM
    Phone
    +4401312475000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

    Show 1 limitation
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Hugh Mullan

    IRN AHM01025

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Apr 2021)
    • CF2 Non Executive Director (10 Apr 2015 to 8 Dec 2019)
  • Angus Johnston

    IRN AXJ01878

    • CF10 Compliance Oversight (6 Mar 2018 to 9 May 2019)
    • CF11 Money Laundering Reporting (6 Mar 2018 to 9 May 2019)
  • Ausaf Akhtar Abbas

    IRN AAA01079

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2022)
    • CF2 Non Executive Director (2 Sep 2013 to 8 Dec 2019)
  • Christopher Edward Fisher

    IRN CEF01020

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (30 Jun 2017 to 6 Mar 2018)
    • CF10 Compliance Oversight (30 Jun 2017 to 6 Mar 2018)
    • CF3 Chief Executive (21 Oct 2011 to 8 Dec 2019)
    • CF30 Customer (6 Jan 2011 to 8 Dec 2019)
    • CF1 Director (6 Jan 2011 to 8 Dec 2019)
  • Christopher James Hancock

    IRN CJH01360

    • [FCA CF] Material risk taker (12 Jun 2024 to 30 Dec 2025)
  • Christopher Paul Newsam

    IRN CPN01025

    • CF1 Director (6 Jan 2011 to 22 Jul 2014)
  • Ciaran McNally

    IRN CXM01986

    • CF2 Non Executive Director (6 Jan 2011 to 27 Jan 2012)
  • Clive Stelfox

    IRN CXS02107

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2026)
    • CF10 Compliance Oversight (19 Aug 2019 to 8 Dec 2019)
    • CF1 Director (19 Aug 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (21 Jan 2015 to 8 Dec 2019)
  • David Richardson Nicol

    IRN DRN01027

    • SMF9 Chair of the Governing Body (since 16 Jun 2021)
  • Dermot Francis Reynolds

    IRN DFR01026

    • CF28 Systems and controls (28 Oct 2011 to 31 Aug 2012)
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Recent activity

Updates to this firm's record on the FCA register.

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