Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2022)
- SMF3 Executive Director (9 Dec 2019 to 31 Jan 2026)
- CF1 Director (19 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (19 Aug 2019 to 8 Dec 2019)
- CF10a CASS Oversight function (21 Jan 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.