Multrees Investor Services Limited

• Principal Place of Business

  40 Princes Street

  Edinburgh

  Midlothian

  EH2 2BY

  UNITED KINGDOM

  Phone

  +4401312475000

  Web

  https://www.multrees.com

• Complaints Contact

  Multrees Investor Services Ltd

  40 Princes Street

  Edinburgh

  Edinburgh, City Of

  EH2 2BY

  UNITED KINGDOM

  Phone

  +4401312475000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elaine Joy Clements

  IRN EJC01082

  • Director of firm who is not a certification employee or a SMF manager (since 14 May 2021)
• Glenn Martin Francis Murphy

  IRN GXM00249

  • [FCA CF] Material risk taker (1 Feb 2022 to 1 Nov 2022)
• Jaco Anthony Cebula

  IRN JXC00424

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
• James Edward Raby

  IRN JER01097

  • CF2 Non Executive Director (7 Mar 2012 to 20 Jun 2013)
• John Byrne

  IRN JXB02629

  • CF2 Non Executive Director (6 Jan 2011 to 18 Jul 2012)
• Jonathan James Sokhanvari

  IRN JJS01116

  • CF10a CASS Oversight function (25 Apr 2014 to 1 Dec 2014)
  • CF28 Systems and controls (9 Aug 2012 to 1 Dec 2014)
• Magnus Per-Arne Carlsson

  IRN MPC01061

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2022)
• Martyn Johnson

  IRN MXJ00481

  • [FCA CF] Material risk taker (since 12 Jun 2024)
• Michael Roger Gifford

  IRN MRG01069

  • CF2 Non Executive Director (24 Feb 2014 to 8 Dec 2019)
• Nicholas Sutherland

  IRN NXS90878

  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2020 to 19 Mar 2021)

No changes recorded yet.