Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Invesco Fund Managers Limited
FRN 119298
- Director of firm who is not a certification employee or a SMF manager (since 16 Nov 2022)
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Multrees Investor Services Limited
FRN 526528
- Director of firm who is not a certification employee or a SMF manager (since 14 May 2021)
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- Director of firm who is not a certification employee or a SMF manager (since 1 May 2020)
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- CF10 Compliance Oversight (27 Jun 2006 to 28 Mar 2019)
- CF11 Money Laundering Reporting (27 Jun 2006 to 22 Nov 2017)
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- CF11 Money Laundering Reporting (27 Jun 2006 to 22 Nov 2017)
- CF10 Compliance Oversight (27 Jun 2006 to 28 Mar 2019)
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- CF11 Money Laundering Reporting (27 Jun 2006 to 22 Nov 2017)
- CF10 Compliance Oversight (27 Jun 2006 to 10 Mar 2010)
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- CF10 Compliance Oversight (27 Jun 2006 to 31 Jul 2009)
- CF11 Money Laundering Reporting (27 Jun 2006 to 31 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.