Multrees Investor Services Limited

Date authorised
1 April 2013
Companies House
07225386
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Princes Street
    Edinburgh
    Midlothian
    EH2 2BY
    UNITED KINGDOM
    Phone
    +4401312475000
    Web
    https://www.multrees.com

  • Complaints Contact

    Multrees Investor Services Ltd
    40 Princes Street
    Edinburgh
    Edinburgh, City Of
    EH2 2BY
    UNITED KINGDOM
    Phone
    +4401312475000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

    Show 1 limitation
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Douglas Pilkington

    IRN NDP01041

    • CF1 Director (22 Mar 2016 to 8 Jan 2018)
    • CF2 Non Executive Director (6 Jan 2011 to 22 Mar 2016)
  • Oliver D'Auvergne Prendergast

    IRN ODP01004

    • CF30 Customer (25 Oct 2013 to 1 Dec 2014)
  • Rachel Robertson

    IRN RXR00170

    • SMF16 Compliance Oversight (since 30 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Aug 2021)
  • Ross Douglas McDonald

    IRN RDM01159

    • CF28 Systems and controls (6 Jan 2011 to 30 Sep 2012)
  • Sebastian Colquhoun

    IRN SXC01275

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 May 2020)
    • CF11 Money Laundering Reporting (13 Aug 2019 to 8 Dec 2019)
  • Tanya Catherine Castell

    IRN TCC01046

    • CF2 Non Executive Director (22 Jun 2012 to 13 Nov 2015)
  • William George Vasilieff

    IRN WGV01002

    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2021 to 30 Mar 2023)
  • William John Stanworth

    IRN WJS01048

    • CF2 Non Executive Director (4 Aug 2011 to 6 Apr 2012)
    • CF11 Money Laundering Reporting (6 Jan 2011 to 1 Aug 2011)
    • CF1 Director (6 Jan 2011 to 1 Aug 2011)
    • CF10 Compliance Oversight (6 Jan 2011 to 1 Aug 2011)
  • Yvonne Clough

    IRN YXC01079

    • CF10a CASS Oversight function (1 Oct 2011 to 28 Apr 2014)
    • CF10 Compliance Oversight (11 Jul 2011 to 30 Jun 2017)
    • CF11 Money Laundering Reporting (11 Jul 2011 to 30 Jun 2017)

Recent activity

Updates to this firm's record on the FCA register.

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