Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novia Global Limited (no longer approved here)

    FRN 653661

    • SMF9 Chair of the Governing Body (14 Jun 2022 to 22 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2020)
    • CF1 Director (23 Sep 2015 to 8 Dec 2019)
    • CF3 Chief Executive (23 Sep 2015 to 17 Sep 2019)
  • Multrees Investor Services Limited (no longer approved here)

    FRN 526528

    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2021 to 30 Mar 2023)
  • Novia Financial Plc (no longer approved here)

    FRN 481600

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2021)
    • CF1 Director (16 Sep 2008 to 8 Dec 2019)
    • CF3 Chief Executive (16 Sep 2008 to 8 Dec 2019)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF1 Director (24 Jul 2006 to 31 Jul 2007)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • CF1 Director (20 May 2002 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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