Novia Global Limited

• Principal Place of Business

  Novia Global

  Cambridge House

  Henry Street

  Bath

  Bath And North East Somerset

  BA1 1JS

  UNITED KINGDOM

  Phone

  +441225517517

  Web

  https://www.novia-global.com

• Complaints Contact

  Novia Global

  Cambridge House

  Henry Street

  Bath

  Bath And North East Somerset

  BA1 1JS

  UNITED KINGDOM

  Phone

  +441225517517

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

• Runs Personal Pensions

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  • · The Firm must not accept Self Invested Personal Pension transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the Firm can accept.
  • · The firm must not accept or allow self-invested personal pension (SIPP) investment transactions to be made through or within offshore investment bonds. Offshore investment bonds means single premium life insurance policies falling within the meaning of section 476 of the Income Tax (Trading & other Income) Act 2005.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrew Staley

  IRN AXS01377

  • Director of firm who is not a certification employee or a SMF manager (since 14 Nov 2025)
  • CF2 Non Executive Director (23 Sep 2015 to 8 Dec 2019)
• Anthony Graham Stevens

  IRN AGS01181

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jan 2026)
  • CF10 Compliance Oversight (13 Feb 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (23 Sep 2015 to 18 May 2016)
• Ashley Ball

  IRN AXB03542

  • [FCA CF] Significant management (since 27 Nov 2023)
• Benjamin Anthony Cram

  IRN BXC00429

  • SMF16 Compliance Oversight (since 1 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
  • Director of firm who is not a certification employee or a SMF manager (31 Mar 2025 to 1 Jan 2026)
• Chris Skelhorn

  IRN CXS00811

  • [FCA CF] Significant management (since 27 Nov 2023)
• Christopher Slee

  IRN CXS02067

  • CF10 Compliance Oversight (26 May 2016 to 29 Nov 2018)
  • CF11 Money Laundering Reporting (26 May 2016 to 29 Nov 2018)
• David Field

  IRN DXF00198

  • [FCA CF] Significant management (since 9 Dec 2019)
• David John George Royds

  IRN DJR01140

  • SMF9 Chair of the Governing Body (since 20 Feb 2026)
• David Paul Garwood

  IRN DXG00252

  • [FCA CF] Significant management (since 28 Nov 2025)
• Donald Iain Alasdair MacKinnon

  IRN DIM01005

  • Director of firm who is not a certification employee or a SMF manager (since 28 Nov 2025)
  • CF2 Non Executive Director (23 Sep 2015 to 8 Dec 2019)

No changes recorded yet.