Novia Global Limited

• Principal Place of Business

  Novia Global

  Cambridge House

  Henry Street

  Bath

  Bath And North East Somerset

  BA1 1JS

  UNITED KINGDOM

  Phone

  +441225517517

  Web

  https://www.novia-global.com

• Complaints Contact

  Novia Global

  Cambridge House

  Henry Street

  Bath

  Bath And North East Somerset

  BA1 1JS

  UNITED KINGDOM

  Phone

  +441225517517

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

• Runs Personal Pensions

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  • · The Firm must not accept Self Invested Personal Pension transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the Firm can accept.
  • · The firm must not accept or allow self-invested personal pension (SIPP) investment transactions to be made through or within offshore investment bonds. Offshore investment bonds means single premium life insurance policies falling within the meaning of section 476 of the Income Tax (Trading & other Income) Act 2005.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• John Richard Beaumont

  IRN JRB01297

  • CF2 Non Executive Director (23 Sep 2015 to 1 Jul 2019)
• Jonathan Deighton

  IRN JXD00834

  • [FCA CF] CASS oversight function (27 Nov 2023 to 1 Apr 2025)
• Joshua Jones

  IRN JXJ00207

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Nov 2023)
• Linda Ferguson Johnstone

  IRN LFM01022

  • [FCA CF] Significant management (since 12 Nov 2025)
• Nicholas Frederick Jones

  IRN NFJ01005

  • [FCA CF] Manager of certification employee (1 Apr 2022 to 28 Nov 2022)
  • [FCA CF] CASS oversight function (1 Apr 2022 to 28 Nov 2022)
• Paul Kenneth Parry

  IRN PKP01017

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF10a CASS Oversight function (23 Sep 2015 to 8 Dec 2019)
  • CF1 Director (23 Sep 2015 to 8 Dec 2019)
• Rachel Doody

  IRN RXD00313

  • [FCA CF] Significant management (since 9 Dec 2019)
• Richard Arthur Goodall

  IRN RAG00019

  • Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2025)
  • CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
• Sally Stephens

  IRN SXS01905

  • CF29 Significant management (23 Sep 2015 to 22 Dec 2015)
• Scott Sinclair

  IRN SXS05139

  • [FCA CF] Significant management (since 27 Nov 2023)

No changes recorded yet.