Richard Arthur Goodall

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVESTMENT FUND SERVICES LIMITED

    FRN 464193

    • SMF3 Executive Director (since 1 Jan 2026)
    • [FCA CF] Manager of certification employee (11 Mar 2024 to 1 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 27 May 2021)
    • CF1 Director (7 Dec 2018 to 8 Dec 2019)
  • Novia Global Limited

    FRN 653661

    • Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2025)
    • CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
  • Marlborough Investment Management Limited

    FRN 115231

    • SMF3 Executive Director (since 24 Apr 2020)
    • [FCA CF] Significant management (17 Oct 2022 to 2 Feb 2023)
    • SMF1 Chief Executive (26 Sep 2021 to 1 Jan 2026)
  • GRAPHENE PLATFORMS LIMITED (no longer approved here)

    FRN 756360

    • [FCA CF] Manager of certification employee (11 Mar 2024 to 2 May 2025)
    • SMF3 Executive Director (16 Oct 2020 to 30 Apr 2021)
    • SMF9 Chair of the Governing Body (16 Oct 2020 to 30 Apr 2021)
  • My Continuum Wealth Limited (no longer approved here)

    FRN 929955

    • SMF3 Executive Director (16 Jun 2021 to 25 Apr 2023)
    • SMF1 Chief Executive (16 Jun 2021 to 25 Apr 2023)
  • Parmenion Capital Partners LLP (no longer approved here)

    FRN 462085

    • CF4 Partner (24 Aug 2015 to 27 Jul 2016)
  • Succession Advisory Services Limited (no longer approved here)

    FRN 510054

    • CF2 Non Executive Director (23 Sep 2014 to 12 Mar 2018)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF29 Significant management (30 Mar 2009 to 5 Sep 2011)
    • CF1 Director (30 Mar 2009 to 5 Sep 2011)

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Updates to this individual's record on the FCA register.

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