Investment Funds Direct Limited

• Principal Place of Business

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403450766140

  Web

  https://www.mandg.com/wealth/platform

• Complaints Contact

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403451203022

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abbie Rees

  IRN AXR00335

  • [FCA CF] Significant management (5 Oct 2022 to 9 Feb 2024)
  • [FCA CF] Manager of certification employee (1 Mar 2021 to 30 Nov 2021)
• Abigail Collier

  IRN AXC00481

  • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 2 Aug 2024)
• Adam Candido

  IRN AXC02718

  • [FCA CF] Client dealing (since 15 Sep 2021)
  • [FCA CF] Client dealing (2 Nov 2020 to 7 May 2021)
  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 7 May 2021)
  • CF30 Customer (10 Oct 2014 to 8 Dec 2019)
• Alistair Morris

  IRN AXM05298

  • [FCA CF] Significant management (1 Jul 2024 to 10 Feb 2025)
  • [FCA CF] Manager of certification employee (17 Jun 2024 to 17 Feb 2025)
• Andrew Hooper

  IRN AJH01600

  • CF30 Customer (7 Dec 2011 to 23 May 2013)
• Andrew James Murray Grant

  IRN AJG01292

  • CF2 Non Executive Director (17 Jul 2015 to 30 Sep 2015)
  • CF1 Director (7 Jun 2013 to 17 Jul 2015)
• Andrew Mitchell

  IRN AXM42371

  • [FCA CF] Manager of certification employee (since 26 Feb 2021)
• Andrew Stewart Carter

  IRN ASC01036

  • CF1 Director (7 Feb 2008 to 31 Jul 2018)
• Anthony Yelf

  IRN AXY01148

  • CF30 Customer (9 May 2011 to 18 Feb 2013)
• Ashleigh Clarkson-Withington

  IRN AXC00446

  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 3 Jul 2022)

No changes recorded yet.