Andrew Stewart Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • SMF9 Chair of the Governing Body (15 Apr 2020 to 17 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 17 Jun 2021)
    • CF8 Apportionment and Oversight (22 Sep 2003 to 31 Mar 2009)
    • CF1 Director (4 Mar 2002 to 8 Dec 2019)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • SMF1 Chief Executive (9 Dec 2019 to 17 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 17 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 11 Apr 2017)
    • CF29 Significant management (1 Nov 2007 to 4 Oct 2013)
    • CF8 Apportionment and Oversight (22 Sep 2003 to 31 Oct 2007)
    • CF3 Chief Executive (22 Sep 2003 to 8 Dec 2019)
    • CF1 Director (4 Mar 2002 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF1 Director (7 Feb 2008 to 31 Jul 2018)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF1 Director (2 Jan 2007 to 31 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.